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5
difficult to distinguish such signals from those that had external referents (category [c]). I
suggest, however, that it is not necessary to treat behavioural referents and external referents as
mutually exclusive interpretations. Vocalizations such as alarm calls make available many types
of information about the sender; a partial list might include caller size, individual identity and
affective state. It seems probable that such signals allow conspecific receivers some success in
predicting the subsequent behaviour of the sender. This is perhaps especially likely to be true
in species that have stable social groups with individually-distinctive vocalizations.
There are a number of other complications. For example, it is particularly difficult to determine
whether signals should be thought of as denotative (i.e., as labels for stimulus categories) or
imperative (i.e., as instructions describing appropriate responses) (Cheney and Seyfarth, 1990,
1992; Baron-Cohen, 1992; Marler et al., 1992). Attempts to explore the 'meaning' of animal
signals also tempt us to address difficult philosophical issues, such as the level of intentionality
required to explain the observed behaviour (e.g., Dennett, 1983; Cheney and Seyfarth, 1990)
and whether animals are aware of their own knowledge or that of their companions (Allen,
1992; Armstrong, 1992; Schull and Smith, 1992; Snowdon, 1992). Problems of this kind are
not unique to the study of animal communication; they are also characteristic of work on the
behaviour of preverbal human infants (Marler et al., 1992).
I shall focus instead on questions that are clearly accessible to experimental investigation.
Systematic studies of animal signal systems can only establish that our subjects behave as if
their vocalizations encode information about events in the external environment. The term
'functional reference' has been coined to describe this property. It acknowledges the
constraints inherent in analyses of animal signals, including the difficult distinctions described
above (Marler et al., 1992), and is intended to be neutral about philosophical issues that are not
addressed directly by empirical evidence.
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The discovery of referential signals in the natural behaviour of nonhuman primates and birds
invites comparative and developmental studies. An essential prerequisite for such a program is
the development of agreed criteria for recognizing the property of functional reference. Recent
theoretical papers have suggested that this should involve consideration both of the caller's
behaviour and of the effects of the signal on companions (Marler et al., 1992; Macedonia and
Evans, 1993). Studies of signal production and perception thus assume equal importance.
The key considerations with regard to production are that referential signals should be
structurally discrete and that they should have a degree of stimulus-specificity. Eliciting stimuli
should belong to a coherent category, although the absolute size of this category, and hence the
degree of referential specificity, could vary considerably. Variation of this sort is also
characteristic of human speech, which provides paradigmatic examples of referential signalling.
We are able to denote individuals and also to discuss much larger groups that are delineated by
characteristics such as age or occupation. Despite differences in the number of possible
eliciting stimuli, the terms 'Mary' and 'university professor' are both unambiguously
referential. The key point is thus not the absolute level of specificity, but rather the relationship
between event class and signal type. We would not expect the same class of referential signal
to be produced in response to stimuli that are clearly drawn from qualitatively distinct
categories.
The importance of this distinction is illustrated by work on California ground squirrels. These
sciurid rodents have a complex series of alarm calls which form a continuum from broad-band
'chatters' to tonal 'whistles' (Owings and Virginia, 1978). Whistles are usually produced in
response to raptors, whereas chatter calls are evoked by terrestrial carnivores. However, there
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